MUTUAL FUND DEALERS ASSOCIATION OF CANADA
ENFORCEMENT DEPARTMENT

You may use this form to file a complaint with the Enforcement Department of the Mutual Fund Dealers Association of Canada. Receipt of your complaint will be acknowledged and if further information is required a Case Assessment Officer will contact you. If you have trouble completing this form please call 1-888-466-6332 (selection option #1) to speak to an MFDA staff member who will assist you.

While an individual may file a complaint on behalf of someone else, we require written authorization from that person in order to proceed with our review of the complaint.


PDF File Download the complaint form: English  |  French Plaintes formulées par courriel en français

1. Your Information

 
 


2. Account Information

Please select the dealer's name from the drop down list. If your dealer is not in the list, then click on the Dealer Not In List link and enter the dealer's name in the textbox.

Dealer Not In List
 


3. Complaint Summary



4. Authorization

By completing this form you are authorizing MFDA staff to direct your complaint and any related documents to any MFDA Member Dealers or other regulatory bodies we deem appropriate.

If you do not agree to this release please check the box below:





5. Filing Complaint on Behalf of Another Person

If you are filing this complaint on behalf of another person, we request that shortly after you submit this electronic complaint form you fax or e-mail a letter signed by the accountholder(s) authorizing you to act on behalf in this complaint. MFDA Enforcement staff can be reached via fax 416-361-9073 via e-mail at complaints@mfda.





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